Filing Details

Accession Number:
0001209191-16-138733
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-26 10:17:10
Reporting Period:
2016-08-24
Filing Date:
2016-08-26
Accepted Time:
2016-08-26 10:17:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-24 1,800 $5.39 3,640,684 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-24 700 $5.37 3,641,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-25 2,000 $5.48 3,643,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-25 400 $5.46 3,643,784 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-25 100 $5.47 3,643,884 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.