Filing Details

Accession Number:
0001140361-16-077874
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 17:27:19
Reporting Period:
2016-08-24
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 17:27:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374571 F William Bruss 11200 W Plank Court
Wauwatosa WI 53226
Coo / General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-24 54,865 $16.11 86,972 No 4 M Direct
Common Stock Disposition 2016-08-24 13,263 $16.70 73,709 No 4 S Direct
Common Stock Disposition 2016-08-24 100 $16.71 73,609 No 4 S Direct
Common Stock Disposition 2016-08-24 1,640 $16.71 71,969 No 4 S Direct
Common Stock Disposition 2016-08-24 930 $16.72 71,039 No 4 S Direct
Common Stock Disposition 2016-08-24 2 $16.84 71,037 No 4 S Direct
Common Stock Disposition 2016-08-25 16,257 $16.70 54,780 No 4 S Direct
Common Stock Disposition 2016-08-25 400 $16.71 54,380 No 4 S Direct
Common Stock Disposition 2016-08-25 2,200 $16.71 52,180 No 4 S Direct
Common Stock Disposition 2016-08-25 100 $16.72 52,080 No 4 S Direct
Common Stock Disposition 2016-08-25 700 $16.72 51,380 No 4 S Direct
Common Stock Disposition 2016-08-25 1,100 $16.73 50,280 No 4 S Direct
Common Stock Disposition 2016-08-25 2,430 $16.73 47,850 No 4 S Direct
Common Stock Disposition 2016-08-25 100 $16.73 47,750 No 4 S Direct
Common Stock Disposition 2016-08-25 1,000 $16.74 46,750 No 4 S Direct
Common Stock Disposition 2016-08-25 2,102 $16.74 44,648 No 4 S Direct
Common Stock Disposition 2016-08-25 994 $16.75 43,654 No 4 S Direct
Common Stock Disposition 2016-08-25 200 $16.76 43,454 No 4 S Direct
Common Stock Disposition 2016-08-25 2,338 $16.76 41,116 No 4 S Direct
Common Stock Disposition 2016-08-25 21 $16.77 41,095 No 4 S Direct
Common Stock Disposition 2016-08-25 2,090 $16.77 39,005 No 4 S Direct
Common Stock Disposition 2016-08-25 566 $16.78 38,439 No 4 S Direct
Common Stock Disposition 2016-08-25 1,351 $16.78 37,088 No 4 S Direct
Common Stock Disposition 2016-08-25 122 $16.79 36,966 No 4 S Direct
Common Stock Disposition 2016-08-25 1,310 $16.79 35,656 No 4 S Direct
Common Stock Disposition 2016-08-25 1,878 $16.80 33,778 No 4 S Direct
Common Stock Disposition 2016-08-25 861 $16.80 32,917 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Sock Stock Options Disposition 2016-08-24 54,865 $0.00 54,865 $16.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-22 2017-01-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,363 Indirect By ESOP
Common Stock 12,464 Indirect By 401(k) plan
Common Stock 21 Indirect By Custodian
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $1.73 2014-01-22 2022-01-04 38,405 38,405 Direct
Common Stock Stock Options $12.75 2016-03-04 2025-03-04 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-01-04 38,405 38,405 Direct
2025-03-04 30,000 30,000 Direct