Filing Details
- Accession Number:
- 0001140361-16-077874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-25 17:27:19
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-08-25
- Accepted Time:
- 2016-08-25 17:27:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374571 | F William Bruss | 11200 W Plank Court Wauwatosa WI 53226 | Coo / General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-24 | 54,865 | $16.11 | 86,972 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-24 | 13,263 | $16.70 | 73,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 100 | $16.71 | 73,609 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 1,640 | $16.71 | 71,969 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 930 | $16.72 | 71,039 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 2 | $16.84 | 71,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 16,257 | $16.70 | 54,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 400 | $16.71 | 54,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,200 | $16.71 | 52,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 100 | $16.72 | 52,080 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 700 | $16.72 | 51,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,100 | $16.73 | 50,280 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,430 | $16.73 | 47,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 100 | $16.73 | 47,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,000 | $16.74 | 46,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,102 | $16.74 | 44,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 994 | $16.75 | 43,654 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 200 | $16.76 | 43,454 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,338 | $16.76 | 41,116 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 21 | $16.77 | 41,095 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,090 | $16.77 | 39,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 566 | $16.78 | 38,439 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,351 | $16.78 | 37,088 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 122 | $16.79 | 36,966 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,310 | $16.79 | 35,656 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,878 | $16.80 | 33,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 861 | $16.80 | 32,917 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Sock | Stock Options | Disposition | 2016-08-24 | 54,865 | $0.00 | 54,865 | $16.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-22 | 2017-01-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,363 | Indirect | By ESOP |
Common Stock | 12,464 | Indirect | By 401(k) plan |
Common Stock | 21 | Indirect | By Custodian |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $1.73 | 2014-01-22 | 2022-01-04 | 38,405 | 38,405 | Direct |
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-01-04 | 38,405 | 38,405 | Direct |
2025-03-04 | 30,000 | 30,000 | Direct |