Filing Details

Accession Number:
0001628280-16-019245
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 17:11:31
Reporting Period:
2016-08-24
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 17:11:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042810 Equity One Inc. EQY Real Estate Investment Trusts (6798) 521794271
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248360 Thomas Caputo 410 Park Avenue
Suite 1220
New York NY 10022
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-24 16,500 $19.13 59,530 No 4 M Direct
Common Stock Acquisiton 2016-08-24 100,000 $19.07 159,530 No 4 M Direct
Common Stock Acquisiton 2016-08-24 148,907 $21.75 308,437 No 4 M Direct
Common Stock Disposition 2016-08-24 265,407 $30.94 43,030 No 4 S Direct
Common Stock Acquisiton 2016-08-25 101,093 $21.75 144,123 No 4 M Direct
Common Stock Disposition 2016-08-25 101,093 $31.05 43,030 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Option to buy) Disposition 2016-08-24 148,907 $0.00 148,907 $21.75
Common Stock Common Stock (Option to buy) Disposition 2016-08-25 101,093 $0.00 101,093 $21.75
Common Stock Common Stock (Option to buy) Disposition 2016-08-24 16,500 $0.00 16,500 $19.13
Common Stock Common Stock (Option to buy) Disposition 2016-08-24 100,000 $0.00 100,000 $19.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
101,093 2012-03-14 2018-03-13 No 4 M Direct
0 2012-03-14 2018-03-13 No 4 M Direct
0 2013-03-17 2020-03-17 No 4 M Direct
0 2015-02-20 2021-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 107,768 Indirect Indirect
Footnotes
  1. Includes 597.44 shares acquired by the reporting person as of June 30, 2016 under the Issuer's Employee Stock Purchase Plan not previously reported.
  2. This transaction was executed in multiple trades ranging from $30.90 to $31.20; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and process at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
  3. This transaction was executed in multiple trades ranging from $31.00 to $31.12; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or security holder of the issuer.
  4. Held by the Thomas A. Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.