Filing Details
- Accession Number:
- 0001140361-16-077858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-25 16:50:10
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-08-25
- Accepted Time:
- 2016-08-25 16:50:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336617 | J Stephen Schmidt | 11200 W Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-24 | 54,865 | $16.11 | 124,943 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-24 | 30,753 | $16.70 | 94,190 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 100 | $16.71 | 94,090 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 204 | $16.71 | 93,886 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 450 | $16.72 | 93,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 300 | $16.75 | 93,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 100 | $16.76 | 93,036 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-24 | 1,600 | $16.76 | 91,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 9,900 | $16.70 | 81,536 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,700 | $16.71 | 79,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 100 | $16.72 | 79,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,800 | $16.72 | 77,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 200 | $16.73 | 77,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 200 | $16.73 | 77,536 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 800 | $16.74 | 76,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 561 | $16.75 | 76,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 8 | $16.76 | 76,167 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 754 | $16.76 | 75,413 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 79 | $16.77 | 75,334 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 2,031 | $16.77 | 73,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 51 | $16.78 | 73,252 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 1,316 | $16.78 | 71,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 116 | $16.79 | 71,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 900 | $16.79 | 70,920 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 200 | $16.80 | 70,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 631 | $16.80 | 70,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-25 | 11 | $16.81 | 70,078 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-08-24 | 54,865 | $0.00 | 54,865 | $16.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-22 | 2017-01-05 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-04 | 100,000 | 100,000 | Direct |