Filing Details

Accession Number:
0001221432-16-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 12:49:30
Reporting Period:
2016-08-23
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 12:49:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
Founder, Chairman & Global Cio Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-23 165 $7.14 8,039 No 4 P Indirect By Spouse
Class A Common Stock Acquisiton 2016-08-24 13,585 $7.19 1,419,785 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,406,199 Direct
Class A Common Stock 3,777,152 Indirect By Calamos Investments LLC
Class A Common Stock 8,039 Indirect By Spouse
Class A Common Stock 3,777,152 Indirect By Calamos Investments LLC
Footnotes
  1. Total represents 650,926.2610 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
  2. Total represents 664,511.7540 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).