Filing Details
- Accession Number:
- 0001221432-16-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-25 12:49:30
- Reporting Period:
- 2016-08-23
- Filing Date:
- 2016-08-25
- Accepted Time:
- 2016-08-25 12:49:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248580 | Sr P John Calamos | 2020 Calamos Court Naperville IL 60563 | Founder, Chairman & Global Cio | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-23 | 165 | $7.14 | 8,039 | No | 4 | P | Indirect | By Spouse |
Class A Common Stock | Acquisiton | 2016-08-24 | 13,585 | $7.19 | 1,419,785 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,406,199 | Direct | |
Class A Common Stock | 3,777,152 | Indirect | By Calamos Investments LLC |
Class A Common Stock | 8,039 | Indirect | By Spouse |
Class A Common Stock | 3,777,152 | Indirect | By Calamos Investments LLC |
Footnotes
- Total represents 650,926.2610 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 664,511.7540 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).