Filing Details
- Accession Number:
- 0000073124-16-000437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-24 18:52:50
- Reporting Period:
- 2016-08-23
- Filing Date:
- 2016-08-24
- Accepted Time:
- 2016-08-24 18:52:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-23 | 5,748 | $69.00 | 15,519 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,960 | Direct | |
Common Stock | 13,215 | Indirect | 2015 GRAT |
Common Stock | 16,840 | Indirect | 2016 GRAT |
Common Stock | 5,117 | Indirect | 401(k) as of 6-30-16 |
Footnotes
- This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.