Filing Details

Accession Number:
0001209191-16-138529
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-24 18:16:09
Reporting Period:
2016-08-22
Filing Date:
2016-08-24
Accepted Time:
2016-08-24 18:16:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570465 Jae Kim 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Svp & Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-22 496 $7.31 92,605 No 4 M Direct
Common Stock Acquisiton 2016-08-22 2,433 $5.46 95,038 No 4 M Direct
Common Stock Acquisiton 2016-08-22 1,460 $5.46 96,498 No 4 M Direct
Common Stock Acquisiton 2016-08-22 242 $5.63 96,740 No 4 M Direct
Common Stock Acquisiton 2016-08-22 111 $5.63 96,851 No 4 M Direct
Common Stock Acquisiton 2016-08-22 4,335 $8.76 101,186 No 4 M Direct
Common Stock Disposition 2016-08-22 9,851 $13.87 91,335 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 496 $0.00 1,982 $7.31
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 2,433 $0.00 9,730 $5.46
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 1,460 $0.00 5,838 $5.46
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 242 $0.00 969 $5.63
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 111 $0.00 442 $5.63
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-22 4,335 $0.00 29,078 $8.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,486 2022-02-01 No 4 M Direct
7,297 2023-02-01 No 4 M Direct
4,378 2023-02-01 No 4 M Direct
727 2020-08-02 No 4 M Direct
331 2021-02-01 No 4 M Direct
24,743 2024-02-03 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
  2. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.69 to $13.99. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
  4. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
  5. One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
  6. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.