Filing Details
- Accession Number:
- 0001209191-16-138517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-24 17:47:44
- Reporting Period:
- 2016-08-22
- Filing Date:
- 2016-08-24
- Accepted Time:
- 2016-08-24 17:47:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020214 | Cerus Corp | CERS | Surgical & Medical Instruments & Apparatus (3841) | 680262011 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1459351 | Dennis Kevin Green | C/O Cerus Corporation 2550 Stanwell Drive Concord CA 94520 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-22 | 11,000 | $4.19 | 53,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-22 | 11,000 | $6.79 | 42,167 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-22 | 6,150 | $5.55 | 48,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-22 | 6,150 | $6.81 | 42,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2016-08-22 | 11,000 | $0.00 | 11,000 | $4.19 |
| Common Stock | Option (Right to Buy) | Disposition | 2016-08-22 | 6,150 | $0.00 | 6,150 | $5.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-09-30 | No | 4 | M | Direct | |
| 0 | 2016-10-01 | No | 4 | M | Direct |
Footnotes
- This amount includes the following shares purchased under Cerus' 1996 Employee Stock Purchase Plan: 1,942 on 2/29/16, 3,590 on 8/31/15, 2,430 on 2/27/2015, 2,451 on 8/29/2014, 2,143 on 2/28/2014, 3,733 on 8/30/2013, 3,404 on 8/31/2012, 5,274 on 2/28/2010.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $6.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.81 to $6.82 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
- One eighth (1/8th) of the shares subject to this Option vested six (6) months after October 1, 2008, and one forty-eighth (1/48th) of the shares subject to this Option vested on the first day of each month thereafter.
- Not applicable.
- The shares subject to the Option vested in forty-eight (48) equal monthly installments over 4 years after October 2, 2006.
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