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Filing Details

Accession Number:: 0001225208-16-038304
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-24 14:20:27
Reporting Period:: 2016-08-22

Filing Date:: 2016-08-24
Accepted Time:: 2016-08-24 14:20:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225358	P Jeffrey Beale	Two International Place Eaton Vance Boston MA 02110	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-11-02	303	$32.50	327,591	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-05-02	340	$31.08	340,747	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2016-08-22	53,153	$29.39	393,900	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2016-08-22	53,153	$39.58	340,747	No	4	S	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2016-08-23	1,000	$0.00	339,747	No	5	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	A	Direct
No	5	A	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2016-08-22	53,153	$0.00	53,153	$29.39

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,403		2016-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	29,389	Direct
Eaton Vance Corp. Common Stock (Voting)	29,389	Indirect	By Voting Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$47.23	2017-11-01	39,343	39,343	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.69	2020-11-01	31,987	31,987	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.46	2021-11-01	47,089	47,089	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2022-11-01	44,999	44,999	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2023-11-01	35,860	35,860	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$27.50	2019-11-02	35,410	35,410	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.76	2025-11-02	52,320	52,320	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.46	2018-11-03	39,651	39,651	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.71	2024-11-03	52,560	52,560	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-11-01	39,343	39,343	Direct
2020-11-01	31,987	31,987	Direct
2021-11-01	47,089	47,089	Direct
2022-11-01	44,999	44,999	Direct
2023-11-01	35,860	35,860	Direct
2019-11-02	35,410	35,410	Direct
2025-11-02	52,320	52,320	Direct
2018-11-03	39,651	39,651	Direct
2024-11-03	52,560	52,560	Direct

Footnotes

These shares were acquired under the 2013 Nonqualified Employee Stock Purchase plan, which is a 16b-3 Plan.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.