Filing Details

Accession Number:
0001209191-16-138426
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-24 10:49:23
Reporting Period:
2016-08-22
Filing Date:
2016-08-24
Accepted Time:
2016-08-24 10:49:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-22 2,100 $5.40 3,635,984 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-22 300 $5.29 3,636,284 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-22 100 $5.39 3,636,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-23 2,200 $5.37 3,638,584 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-23 300 $5.40 3,638,884 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.