Filing Details
- Accession Number:
- 0000899243-16-027974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-23 21:50:10
- Reporting Period:
- 2016-08-23
- Filing Date:
- 2016-08-23
- Accepted Time:
- 2016-08-23 21:50:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561111 | F. James Deutsch | 875 Texas Road Easton PA 18042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-23 | 170,540 | $17.19 | 1,917,705 | No | 4 | S | Indirect | By Patriot Financial Partners, L.P. |
Common Stock | Disposition | 2016-08-23 | 29,460 | $17.19 | 331,275 | No | 4 | S | Indirect | By Patriot Financial Partners Parallel, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Patriot Financial Partners, L.P. |
No | 4 | S | Indirect | By Patriot Financial Partners Parallel, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500 | Direct |
Footnotes
- James F. Deutsch was appointed as a director of Provident New York Bancorp, predecessor to Sterling Bancorp, (the "Company") on November 7, 2012. The Form 3 filed on Mr. Deutsch's behalf on November 8, 2012 inadvertently failed to disclose that Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. held 2,088,245 and 360,735 shares of the Company's common stock, respectively. Mr. Deutsch has been a Managing Partner of Patriot Financial Partners, L.P. since April of 2011. As a result, those shares held by Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P., as reflected above, may be regarded as being beneficially owned by Mr. Deutsch. Mr. Deutsch disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.17 to $17.255, inclusive. The reporting person undertakes to provide to Sterling Bancorp, any security holder of Sterling Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.