Filing Details
- Accession Number:
- 0001001250-16-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-23 18:19:04
- Reporting Period:
- 2016-08-22
- Filing Date:
- 2016-08-23
- Accepted Time:
- 2016-08-23 18:19:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034657 | S Barry Sternlicht | Starwood Capital Group 591 W. Putnam Ave. Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-22 | 10,000 | $20.20 | 40,982 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-08-22 | 10,000 | $91.34 | 30,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2016-08-22 | 10,000 | $0.00 | 10,000 | $20.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-31 | 2016-10-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 1 |
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 2 |
Class A Common Stock | 12,000 | Indirect | 1999 Sternlicht Family Trust 3 |
Footnotes
- This amount reflects that on June 17, 2016, the Reporting Person disposed of 23,018 shares in a transaction exempt from Section 16.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $91.14 to $91.62 per share, inclusive.
- The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
- Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- Not applicable.
- The Reporting Person also holds options to purchase at various prices 69,149 shares of Class A Common Stock, 65,177 of which are exercisable.