Filing Details
- Accession Number:
- 0001196391-16-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-23 17:56:58
- Reporting Period:
- 2016-08-20
- Filing Date:
- 2016-08-23
- Accepted Time:
- 2016-08-23 17:56:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196391 | E Thomas Mistler | 375 Saxonburg Blvd Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-20 | 3,696 | $21.67 | 22,346 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-08-23 | 4,310 | $21.55 | 18,036 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,269,772 | Indirect | By Limited Partnerships |
Common Stock | 346,512 | Indirect | By Trusts |
Footnotes
- Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017.
- Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock int he trusts and limited partnerships except to the extent of his pecuniary interest therein.