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Filing Details

Accession Number:: 0001209191-16-138377
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-23 17:56:20
Reporting Period:: 2016-08-19

Filing Date:: 2016-08-23
Accepted Time:: 2016-08-23 17:56:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478342	Brendan Walsh	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Vp, Product Line Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock (Par Value $0.0001)	Disposition	2016-08-19	12,500	$18.04	162,210	No	4	S	Direct
Class A Common Stock (Par Value $0.0001)	Acquisiton	2016-08-22	2,569	$0.00	169,051	No	4	M	Direct
Class A Common Stock (Par Value $0.0001)	Disposition	2016-08-22	2,569	$18.37	166,482	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock (Par Value $0.0001)	Restricted Stock Units	Disposition	2016-08-22	1,504	$0.00	1,504	$0.00
Class A Common Stock (Par Value $0.0001)	Restricted Stock Units	Disposition	2016-08-22	469	$0.00	469	$0.00
Class A Common Stock (Par Value $0.0001)	Restricted Stock Units	Disposition	2016-08-22	596	$0.00	596	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,027	No	4	M	Direct
13,750	No	4	M	Direct
20,652	No	4	M	Direct

Footnotes

The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on September 4, 2015.
Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $17.85 to $18.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 64,049 RSUs subject to the award shall vest on November 20, 2015, and one-sixteenth (1/16th) of the 64,049 RSUs shall vest on each successive February 20, May 20, August 20, and November 20 thereafter, such that the award will be fully vested on November 20, 2018.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.