Filing Details
- Accession Number:
- 0001509432-16-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-23 17:23:49
- Reporting Period:
- 2016-08-20
- Filing Date:
- 2016-08-23
- Accepted Time:
- 2016-08-23 17:23:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511893 | Mallun Yen | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-20 | 9,376 | $0.00 | 109,642 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-20 | 3,525 | $10.68 | 106,117 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-08-23 | 8,155 | $10.63 | 97,962 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-08-20 | 4,688 | $0.00 | 4,688 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2016-08-20 | 3,125 | $0.00 | 3,125 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2016-08-20 | 1,563 | $0.00 | 1,563 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,125 | No | 4 | M | Direct | ||
31,250 | 2015-05-20 | No | 4 | M | Direct | |
21,875 | 2016-05-20 | No | 4 | M | Direct |
Footnotes
- 7,711 shares sold at $10.63 per share and 444 shares sold at $10.64 per share, resulting in a weighted average sale price of $10.6305 per share.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
- 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.