Filing Details
- Accession Number:
- 0001140361-16-077639
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-23 16:27:06
- Reporting Period:
- 2016-08-19
- Filing Date:
- 2016-08-23
- Accepted Time:
- 2016-08-23 16:27:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336616 | L Michael Hansen | 11200 W Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-19 | 54,865 | $16.11 | 134,737 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-19 | 6,571 | $16.65 | 128,166 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 1,500 | $16.66 | 126,666 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 200 | $16.67 | 126,466 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 100 | $16.68 | 126,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 2,515 | $16.69 | 123,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 100 | $16.70 | 123,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-19 | 571 | $16.72 | 123,180 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 10,964 | $16.60 | 112,216 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 2,400 | $16.61 | 109,816 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 906 | $16.62 | 108,910 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 727 | $16.63 | 108,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 520 | $16.63 | 107,663 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 2,240 | $16.64 | 105,423 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 2,095 | $16.64 | 103,328 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 2,608 | $16.65 | 100,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 5,929 | $16.65 | 94,791 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 145 | $16.66 | 94,646 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 226 | $16.68 | 94,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 200 | $16.69 | 94,220 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 600 | $16.70 | 93,620 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 416 | $16.70 | 93,204 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 642 | $16.71 | 92,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 100 | $16.72 | 92,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 1,500 | $16.72 | 90,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 3,000 | $16.73 | 87,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 900 | $16.74 | 87,062 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 400 | $16.74 | 86,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-22 | 1,185 | $16.75 | 85,477 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-08-19 | 54,865 | $0.00 | 0 | $16.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-22 | 2017-01-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 186,541 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-04 | 100,000 | 100,000 | Direct |