Filing Details

Accession Number:
0001140361-16-077639
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-23 16:27:06
Reporting Period:
2016-08-19
Filing Date:
2016-08-23
Accepted Time:
2016-08-23 16:27:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336616 L Michael Hansen 11200 W Plank Court
Wauwatosa WI 53226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-19 54,865 $16.11 134,737 No 4 M Direct
Common Stock Disposition 2016-08-19 6,571 $16.65 128,166 No 4 S Direct
Common Stock Disposition 2016-08-19 1,500 $16.66 126,666 No 4 S Direct
Common Stock Disposition 2016-08-19 200 $16.67 126,466 No 4 S Direct
Common Stock Disposition 2016-08-19 100 $16.68 126,366 No 4 S Direct
Common Stock Disposition 2016-08-19 2,515 $16.69 123,851 No 4 S Direct
Common Stock Disposition 2016-08-19 100 $16.70 123,751 No 4 S Direct
Common Stock Disposition 2016-08-19 571 $16.72 123,180 No 4 S Direct
Common Stock Disposition 2016-08-22 10,964 $16.60 112,216 No 4 S Direct
Common Stock Disposition 2016-08-22 2,400 $16.61 109,816 No 4 S Direct
Common Stock Disposition 2016-08-22 906 $16.62 108,910 No 4 S Direct
Common Stock Disposition 2016-08-22 727 $16.63 108,183 No 4 S Direct
Common Stock Disposition 2016-08-22 520 $16.63 107,663 No 4 S Direct
Common Stock Disposition 2016-08-22 2,240 $16.64 105,423 No 4 S Direct
Common Stock Disposition 2016-08-22 2,095 $16.64 103,328 No 4 S Direct
Common Stock Disposition 2016-08-22 2,608 $16.65 100,720 No 4 S Direct
Common Stock Disposition 2016-08-22 5,929 $16.65 94,791 No 4 S Direct
Common Stock Disposition 2016-08-22 145 $16.66 94,646 No 4 S Direct
Common Stock Disposition 2016-08-22 226 $16.68 94,420 No 4 S Direct
Common Stock Disposition 2016-08-22 200 $16.69 94,220 No 4 S Direct
Common Stock Disposition 2016-08-22 600 $16.70 93,620 No 4 S Direct
Common Stock Disposition 2016-08-22 416 $16.70 93,204 No 4 S Direct
Common Stock Disposition 2016-08-22 642 $16.71 92,562 No 4 S Direct
Common Stock Disposition 2016-08-22 100 $16.72 92,462 No 4 S Direct
Common Stock Disposition 2016-08-22 1,500 $16.72 90,962 No 4 S Direct
Common Stock Disposition 2016-08-22 3,000 $16.73 87,962 No 4 S Direct
Common Stock Disposition 2016-08-22 900 $16.74 87,062 No 4 S Direct
Common Stock Disposition 2016-08-22 400 $16.74 86,662 No 4 S Direct
Common Stock Disposition 2016-08-22 1,185 $16.75 85,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-08-19 54,865 $0.00 0 $16.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-22 2017-01-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 186,541 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $12.75 2016-03-04 2025-03-04 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-04 100,000 100,000 Direct