Filing Details
- Accession Number:
- 0001203311-16-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-22 21:21:11
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2016-08-22
- Accepted Time:
- 2016-08-22 21:21:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202785 | Eric Dobmeier | 21823 30Th Drive Se Bothell WA 98021 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-20 | 8,548 | $42.02 | 74,407 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-24 | 4,688 | $20.52 | 79,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-08-24 | 245 | $15.46 | 79,340 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-08-25 | 19,000 | $0.00 | 98,340 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-08-24 | 245 | $0.00 | 245 | $15.46 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-08-24 | 4,688 | $0.00 | 4,688 | $20.52 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2015-08-25 | 2,554 | $0.00 | 2,554 | $39.15 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2015-08-25 | 44,946 | $0.00 | 44,946 | $39.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-08-24 | No | 4 | M | Direct | |
| 0 | 2021-06-30 | No | 4 | M | Direct | |
| 2,554 | 2025-08-25 | No | 4 | A | Direct | |
| 44,946 | 2025-08-25 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
- These shares represent restricted stock units and will be settled in common stock upon vesting.
- Restricted stock units shall vest in full three (3) years from grant date.
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting. Includes 178 shares acquired under the Amended & Restated 2000 Employee Stock Purchase Plan on July 31, 2015.
- Shares vested at a rate of 25% on 8/24/12 and monthly thereafter until all the shares were fully vested on 8/24/15.
- Shares vested at a rate of 25% on 6/30/2012 and monthly thereafter until all the shares were fully vested on 6/30/15.
- Shares shall vest at a rate of 25% one year from grant date and monthly thereafter until all shares are fully vested four years from grant date.
Billionaire Hedge Funds
