Filing Details
- Accession Number:
- 0000913849-16-000620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-22 20:42:58
- Reporting Period:
- 2016-08-18
- Filing Date:
- 2016-08-22
- Accepted Time:
- 2016-08-22 20:42:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1233087 | Franklin Ltd Duration Income Trust | FTF | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447578 | Rivernorth Capital Management, Llc | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No | |
1456771 | Rivernorth Capital Partners, L.p. | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No | |
1480795 | Rivernorth Institutional Partners, L.p. | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Auction Rate Preferred Shares | Acquisiton | 2016-08-18 | 7 | $0.00 | 1,796 | No | 4 | P | Indirect | By Affiliates |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Affiliates |
Footnotes
- Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
- 90.25% of par.
- 639 Auction Rate Preferred Shares are held by RiverNorth Capital Partners, L.P., 1,150 shares are held by RiverNorth Institutional Partners L.P. and 7 shares are held in a separate account managed by RiverNorth Capital Management, LLC. RiverNorth Capital Management, LLC is the general partner of RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P. The Auction Rate Preferred Shares reported herein represent the combined holdings in three series of Auction Rate Preferred Shares, which are treated as one class of securities for purposes of this report.