Filing Details
- Accession Number:
- 0001209191-16-138223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-22 20:21:38
- Reporting Period:
- 2016-08-18
- Filing Date:
- 2016-08-22
- Accepted Time:
- 2016-08-22 20:21:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364250 | Douglas Emmett Inc | DEI | Real Estate Investment Trusts (6798) | 203073047 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378407 | A Dan Emmett | 808 Wilshire Boulevard Suite 200 Santa Monica CA 90401 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-18 | 54,052 | $37.17 | 1,862,238 | No | 4 | S | Indirect | See footnote 8. |
Common Stock | Disposition | 2016-08-18 | 21,621 | $37.17 | 1,840,617 | No | 4 | S | Indirect | See footnote 8. |
Common Stock | Disposition | 2016-08-19 | 37,688 | $36.78 | 1,802,929 | No | 4 | S | Indirect | See footnote 8. |
Common Stock | Disposition | 2016-08-19 | 15,075 | $36.78 | 1,787,854 | No | 4 | S | Indirect | See footnote 8. |
Common Stock | Disposition | 2016-08-22 | 8,260 | $36.78 | 1,779,594 | No | 4 | S | Indirect | See footnote 8. |
Common Stock | Disposition | 2016-08-22 | 3,304 | $36.78 | 1,776,290 | No | 4 | S | Indirect | See footnote 8. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 8. |
No | 4 | S | Indirect | See footnote 8. |
No | 4 | S | Indirect | See footnote 8. |
No | 4 | S | Indirect | See footnote 8. |
No | 4 | S | Indirect | See footnote 8. |
No | 4 | S | Indirect | See footnote 8. |
Footnotes
- The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.
- The aggregate of Shares sold by the Trust on the same day at different prices.
- Represents the weighted average sales price. The Shares were sold at prices ranging from $37.09 to $37.40 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.
- The aggregate number of Shares sold by Rivermouth on the same day at different prices.
- Represents the weighted average sales price. The Shares were sold at prices ranging from $36.69 to $37.13 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
- Represents the weighted average sales price. The Shares were sold at prices ranging from $36.65 to $36.90 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
- Following the sales reported herein, Reporting Person continued to beneficially own 6,538,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.
- Shares beneficially owned include (i) 1,664,290 Shares owned by the Trust; (ii) 40,000 Shares owned by Rivermouth and disclaimed by Reporting Person except to the extent of his pecuniary interest therein; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,750,188 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 97,288 OP Units held by Rivermouth and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 11,559 LTIP Units; and 70,121 stock options.