Filing Details
- Accession Number:
- 0001145911-16-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-22 19:18:56
- Reporting Period:
- 2016-08-19
- Filing Date:
- 2016-08-22
- Accepted Time:
- 2016-08-22 19:18:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587221 | Zosano Pharma Corp | ZSAN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1145911 | J Donald Kellerman | C/O Zosano Pharma Corporation 34970 Ardentech Court Fremont CA 94555 | Vp, Clinical Dev & Med Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-19 | 15,920 | $1.32 | 15,920 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Warrants (right to buy) | Acquisiton | 2016-08-19 | 15,920 | $0.13 | 15,920 | $1.45 |
| Common Stock | Series B Warrants (right to buy) | Acquisiton | 2016-08-19 | 15,920 | $0.13 | 15,920 | $1.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,920 | 2016-08-19 | 2017-08-26 | No | 4 | P | Direct |
| 15,920 | 2016-08-19 | 2021-08-19 | No | 4 | P | Direct |
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