Filing Details

Accession Number:
0001145911-16-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-22 19:18:56
Reporting Period:
2016-08-19
Filing Date:
2016-08-22
Accepted Time:
2016-08-22 19:18:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587221 Zosano Pharma Corp ZSAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1145911 J Donald Kellerman C/O Zosano Pharma Corporation
34970 Ardentech Court
Fremont CA 94555
Vp, Clinical Dev & Med Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-19 15,920 $1.32 15,920 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrants (right to buy) Acquisiton 2016-08-19 15,920 $0.13 15,920 $1.45
Common Stock Series B Warrants (right to buy) Acquisiton 2016-08-19 15,920 $0.13 15,920 $1.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,920 2016-08-19 2017-08-26 No 4 P Direct
15,920 2016-08-19 2021-08-19 No 4 P Direct