Filing Details
- Accession Number:
- 0001127602-11-004240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 13:34:08
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 13:34:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387733 | J Thomas Rogers | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Evp, Pres.&Ceo Am&M Financial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 3,740 | $37.28 | 3,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-07 | 3,740 | $40.68 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2011-02-07 | 3,740 | $0.00 | 3,740 | $37.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,260 | 2017-11-29 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
Billionaire Hedge Funds
