Filing Details
- Accession Number:
- 0000754811-16-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-22 13:30:27
- Reporting Period:
- 2016-08-19
- Filing Date:
- 2016-08-22
- Accepted Time:
- 2016-08-22 13:30:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754811 | U S Global Investors Inc | GROW | Investment Advice (6282) | 741598370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251824 | E Frank Holmes | 7900 Callaghan Road San Antonio TX 78229 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-19 | 1,031 | $2.02 | 197,886 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 32,862 | Indirect | IRA |
| Class A Common Stock | 221,534 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class C Common Stock | Class C Common Stock | $0.00 | 2,064,560 | 2,064,560 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,064,560 | 2,064,560 | Direct |
Footnotes
- purchase made pursuant to 10b5-1 stock purchase plan
- (1) Not an option
- (2) Not an option
Billionaire Hedge Funds
