Filing Details
- Accession Number:
- 0001209191-16-137964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 16:37:09
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 16:37:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409599 | Thomas Bjorn Eriksson | C/O Neonode Inc. Storgatan 23C Stockholm V7 114 55 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-17 | 213,676 | $1.17 | 2,121,062 | No | 4 | P | Indirect | by Wirelesstoys Sweden AB |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Wirelesstoys Sweden AB |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Purchase Warrant | Acquisiton | 2016-08-17 | 106,838 | $0.00 | 106,838 | $1.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
106,838 | 2017-02-17 | 2022-02-17 | No | 4 | P | Indirect |
Footnotes
- On August 17, 2016, Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson, acquired 213,676 shares of Neonode common stock, and a warrant to purchase 106,838 additional shares of Neonode common stock, as part of a private placement by Neonode to investors.
- The value of the Purchase Warrant is included in the $1.17 purchase price for the 213,676 shares of Neonode common stock reported in Table I.