Filing Details
- Accession Number:
- 0001415889-16-006923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 16:34:23
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 16:34:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109196 | Mabvax Therapeutics Holdings Inc. | MBVX | Pharmaceutical Preparations (2834) | 930987903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346981 | M Kenneth Cohen | C/O Mabvax Therapeutics, Inc. 11535 Sorrento Valley Rd., Suite 400 San Diego CA 92121 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-17 | 3,119 | $0.00 | 6,014 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Warrant | Acquisiton | 2016-08-17 | 3,119 | $0.00 | 3,119 | $5.55 |
Common Stock | Class B Warrant | Acquisiton | 2016-08-17 | 3,119 | $0.00 | 3,119 | $6.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,119 | No | 4 | P | Direct | ||
3,119 | No | 4 | P | Direct |
Footnotes
- Reporting Person paid $4.81 to purchase each share of Common Stock together with a Class A Warrant to purchase one share of Common Stock, and a Class B Warrant to purchase one share of Common Stock.
- Warrant is immediately exercisable and expires on the third anniversary of its issuance date