Filing Details
- Accession Number:
- 0001209191-16-137921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 14:40:17
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 14:40:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430106 | Walter Lynch | 1025 Laurel Oak Road Voorhees NJ 08043 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-17 | 10,000 | $34.12 | 94,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-17 | 10,000 | $76.00 | 84,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-17 | 10,000 | $0.00 | 10,000 | $34.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,514 | 2018-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 111 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan.
- The option award granted on February 23, 2012 and representing a right to purchase 46,514 shares vested in three equal installments on January 1, 2013, 2014 and 2015.
- Prior exercises of 30,000 shares underlying this option were previously reported.
Billionaire Hedge Funds
