Filing Details
- Accession Number:
- 0000100493-16-000254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 13:25:05
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 13:25:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423581 | Donald Smith | 2200 Don Tyson Parkway Springdale AR 72762 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-17 | 670 | $15.37 | 215,741 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-17 | 670 | $74.50 | 215,071 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-18 | 19,330 | $15.37 | 234,401 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-18 | 19,330 | $74.53 | 215,071 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-18 | 4,794 | $15.06 | 219,865 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-18 | 4,794 | $74.50 | 215,071 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-18 | 37,200 | $4.90 | 252,271 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-18 | 37,200 | $74.62 | 215,071 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-08-17 | 670 | $15.37 | 670 | $15.37 |
| Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-08-18 | 19,330 | $15.37 | 19,330 | $15.37 |
| Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-08-18 | 4,794 | $15.06 | 4,794 | $15.06 |
| Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2016-08-18 | 37,200 | $4.90 | 37,200 | $4.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,330 | 2008-11-17 | 2016-11-17 | No | 4 | M | Direct |
| 0 | 2008-11-17 | 2016-11-17 | No | 4 | M | Direct |
| 0 | 2009-11-16 | 2017-11-16 | No | 4 | M | Direct |
| 0 | 2010-11-14 | 2018-11-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,743 | Indirect | Employee Stock Purchase Plan |
Footnotes
- Includes 32,237.717 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 27,085.075 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 31,490.831 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
- This is a weighted average price. These shares were sold in multiple transactions on August 18, 2016 at prices ranging from $74.50 to $74.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This is a weighted average price. These shares were sold in multiple transactions on August 18, 2016 at prices ranging from $74.50 to $74.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This is a weighted average price. These shares were sold in multiple transactions on August 18, 2016 at prices ranging from $74.50 to $74.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
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