Filing Details
- Accession Number:
- 0000899243-16-027659
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 06:10:30
- Reporting Period:
- 2016-06-08
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 06:10:30
- Original Submission Date:
- 2016-06-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484565 | Capnia Inc. | CAPN | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180469 | Ernest Mario | 1235 Radio Road, Suite 110 Redwood City CA 94065 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-08 | 50,000 | $1.24 | 1,738,637 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.25, inclusive, as of the date of the original transaction. The reporting person undertakes to provide to Capnia, Inc., any security holder of Capnia, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) on this Form 4.
- The Amount of Securities Beneficially Owned Following Reported Transactions inadvertently read as 1,918,637 due to scrivener's error.
Billionaire Hedge Funds
