Filing Details
- Accession Number:
- 0001277624-16-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 20:11:56
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 20:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277624 | R Jack Lazar | 1250 53Rd Street, Suite 2 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-11 | 5,000 | $2.76 | 39,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-11 | 5,000 | $10.00 | 34,693 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | StockOption(right to buy) | Disposition | 2016-08-11 | 5,000 | $0.00 | 5,000 | $2.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 107,500 | 2023-11-11 | No | 4 | M | Direct |
Footnotes
- Of the reported shares, 8,069 shares are represented by RSUs.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.
- Subject to the Reporting Person's continued service to the Issuer, 1/48th of the shares subject to the option vested on 11/23/2013, and thereafter 1/48th of the shares vest monthly.
Billionaire Hedge Funds
