Filing Details
- Accession Number:
- 0000005768-11-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 11:24:30
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 11:24:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447577 | B Robert Cline | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-07 | 3,681 | $46.68 | 11,381 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 419 | $46.68 | 11,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-07 | 4,100 | $90.00 | 7,700 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-07 | 3,681 | $0.00 | 3,681 | $46.68 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-07 | 419 | $0.00 | 419 | $46.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-10 | No | 4 | M | Direct | |
0 | 2015-02-10 | No | 4 | M | Direct |
Footnotes
- On February 10, 2005, the reporting person was granted an option to purchase 5581 shares of common stock which vested as follows: 1581shares on February 10, 2006, 2000 shares on February 10, 2007 and 2000 shares on February 10, 2008.
- On February 10, 2005, the reporting person was granted an option to purchase 419 shares of common stock which shares vested on February 10, 2006.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2010.