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Home > Insider Trading > Filing (0001140361-16-077197)

Filing Details

Accession Number:: 0001140361-16-077197
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-18 18:23:59
Reporting Period:: 2016-08-16

Filing Date:: 2016-08-18
Accepted Time:: 2016-08-18 18:23:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145255	Hennessy Advisors Inc	HNNA	Investment Advice (6282)	680176227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1165100	A Brian Hennessy	7250 Redwood Boulevard, Suite 200 Novato CA 94945		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-16	1,260	$37.73	190,281	No	4	S	Direct
Common Stock	Disposition	2016-08-17	100	$37.25	190,181	No	4	S	Direct
Common Stock	Disposition	2016-08-18	140	$37.25	190,041	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,437	Indirect	By Spouse's IRA

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $37.6301 to $37.76. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.