Filing Details

Accession Number:
0000904454-16-001373
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-18 17:11:34
Reporting Period:
2016-08-16
Filing Date:
2016-08-18
Accepted Time:
2016-08-18 17:11:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377121 Protagonist Therapeutics Inc PTGX Pharmaceutical Preparations (2834) NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
200406 Johnson & Johnson One Johnson &Amp; Johnson Plaza
New Brunswick NJ 08933
No No Yes No
924020 Johnson & Johnson Innovation - Jjdc, Inc. One Johnson &Amp; Johnson Plaza
New Brunswick NJ 08933
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-16 965,517 $0.00 965,517 No 4 C Indirect By Johnson & Johnson Innovation - JJDC, Inc.
Common Stock Acquisiton 2016-08-16 900,333 $0.00 1,865,850 No 4 C Indirect By Johnson & Johnson Innovation - JJDC, Inc.
Common Stock Acquisiton 2016-08-16 583,333 $12.00 2,449,183 No 4 P Indirect By Johnson & Johnson Innovation - JJDC, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Johnson & Johnson Innovation - JJDC, Inc.
No 4 C Indirect By Johnson & Johnson Innovation - JJDC, Inc.
No 4 P Indirect By Johnson & Johnson Innovation - JJDC, Inc.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2016-08-16 14,000,000 $0.00 965,517 $0.00
Common Stock Series C Preferred Stock Disposition 2016-08-16 13,054,830 $0.00 900,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Issuer's Series B Preferred Stock and Series C Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-14.5 basis at the closing of the Issuer's initial public offering and had no expiration date.
  2. The number of shares of Common Stock reflects a 1-for-14.5 reverse stock split, which became effective on August 1, 2016. Pursuant to the reverse stock split, every 14.5 shares of Series B Preferred Stock and Series C Preferred Stock converted into one share of Common Stock at the closing of the Issuer's initial public offering, for no additional consideration.
  3. The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person.