Filing Details
- Accession Number:
- 0000904454-16-001373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 17:11:34
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 17:11:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1377121 | Protagonist Therapeutics Inc | PTGX | Pharmaceutical Preparations (2834) | NJ |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
200406 | Johnson & Johnson | One Johnson &Amp; Johnson Plaza New Brunswick NJ 08933 | No | No | Yes | No | |
924020 | Johnson & Johnson Innovation - Jjdc, Inc. | One Johnson &Amp; Johnson Plaza New Brunswick NJ 08933 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-16 | 965,517 | $0.00 | 965,517 | No | 4 | C | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
Common Stock | Acquisiton | 2016-08-16 | 900,333 | $0.00 | 1,865,850 | No | 4 | C | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
Common Stock | Acquisiton | 2016-08-16 | 583,333 | $12.00 | 2,449,183 | No | 4 | P | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
No | 4 | C | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
No | 4 | P | Indirect | By Johnson & Johnson Innovation - JJDC, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2016-08-16 | 14,000,000 | $0.00 | 965,517 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2016-08-16 | 13,054,830 | $0.00 | 900,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Issuer's Series B Preferred Stock and Series C Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-14.5 basis at the closing of the Issuer's initial public offering and had no expiration date.
- The number of shares of Common Stock reflects a 1-for-14.5 reverse stock split, which became effective on August 1, 2016. Pursuant to the reverse stock split, every 14.5 shares of Series B Preferred Stock and Series C Preferred Stock converted into one share of Common Stock at the closing of the Issuer's initial public offering, for no additional consideration.
- The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person.