Filing Details
- Accession Number:
- 0000740260-16-000301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 17:10:32
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 17:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
740260 | Ventas Inc | VTR | Real Estate Investment Trusts (6798) | 611055020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215185 | Richard T Riney | 10350 Ormsby Park Place Suite 300 Louisville, KY 40223 | Evp, Chief Admin. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-16 | 37,631 | $46.88 | 176,170 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-16 | 37,631 | $73.03 | 138,539 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-16 | 69,116 | $51.85 | 207,655 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-16 | 69,116 | $73.03 | 138,539 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-16 | 9,000 | $73.03 | 129,539 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-17 | 10,995 | $51.85 | 140,534 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-17 | 10,995 | $72.89 | 129,539 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-17 | 42,708 | $55.50 | 172,247 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-17 | 42,708 | $72.89 | 129,539 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-16 | 37,631 | $46.88 | 37,631 | $46.88 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-16 | 69,116 | $51.85 | 69,116 | $51.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-17 | 10,995 | $51.85 | 10,995 | $51.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-17 | 42,708 | $55.50 | 42,708 | $55.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
290,768 | 2012-01-18 | 2022-01-18 | No | 4 | M | Direct |
221,652 | 2014-01-29 | 2024-01-29 | No | 4 | M | Direct |
210,657 | 2014-01-29 | 2024-01-29 | No | 4 | M | Direct |
167,949 | 2013-01-23 | 2023-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 70,000 | Indirect | By Spouse |
Common Stock | 1,300 | Indirect | By IRA |
Footnotes
- On August 16, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.79 to $73.66, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.87 to $73.56, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.65 to $73.21, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 18, 2012.
- These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 29, 2014.
- These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 23, 2013.