Filing Details

Accession Number:
0001437749-16-037791
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-18 16:42:38
Reporting Period:
2016-08-17
Filing Date:
2016-08-18
Accepted Time:
2016-08-18 16:42:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434647 Kempharm Inc KMPH Pharmaceutical Preparations (2834) 205894398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638366 M M Christal Mickle C/O Kempharm, Inc.
2656 Crosspark Rd, Ste 100
Coralville IA 52241
Vp Prod Dev No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-17 5,000 $4.95 7,050 No 4 P Indirect By Mickle Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Mickle Investments LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,614 Direct
Common Stock 1,381,176 Indirect By spouse
Common Stock 157,197 Indirect By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, as trustee
Common Stock 243,880 Indirect By Christal M.M. Mickle 2015 Gift Trust, by spouse as trustee
Common Stock 100,604 Direct
Common Stock 230,812 Indirect By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse
Common Stock 230,812 Indirect By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse
Footnotes
  1. The Reporting Person and her spouse are the managing members of Mickle Investments LLC.
  2. Held jointly with spouse.