Filing Details
- Accession Number:
- 0001437749-16-037791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 16:42:38
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 16:42:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434647 | Kempharm Inc | KMPH | Pharmaceutical Preparations (2834) | 205894398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1638366 | M M Christal Mickle | C/O Kempharm, Inc. 2656 Crosspark Rd, Ste 100 Coralville IA 52241 | Vp Prod Dev | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-17 | 5,000 | $4.95 | 7,050 | No | 4 | P | Indirect | By Mickle Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Mickle Investments LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,614 | Direct | |
Common Stock | 1,381,176 | Indirect | By spouse |
Common Stock | 157,197 | Indirect | By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, as trustee |
Common Stock | 243,880 | Indirect | By Christal M.M. Mickle 2015 Gift Trust, by spouse as trustee |
Common Stock | 100,604 | Direct | |
Common Stock | 230,812 | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse |
Common Stock | 230,812 | Indirect | By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse |
Footnotes
- The Reporting Person and her spouse are the managing members of Mickle Investments LLC.
- Held jointly with spouse.