Filing Details
- Accession Number:
- 0001225208-16-038109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 16:41:03
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 16:41:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601145 | S Tashtego Elwyn | 880 Carillon Parkway St. Petersburg FL 33716 | President - Rja | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-17 | 4,791 | $37.87 | 12,434 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-17 | 3,791 | $56.72 | 8,643 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-17 | 4,791 | $0.00 | 4,791 | $37.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,209 | 2019-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,958 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $56.74 to $56.79.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 17, 2016.
- Of the 10,000 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% will vest on 11/29/2016, and 20% on 11/29/2017.