Filing Details
- Accession Number:
- 0001209191-16-137777
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 16:38:37
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 16:38:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1624899 | Steris Plc | STE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413087 | Jr M Walter Rosebrough | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leiscester X0 LE5 1QZ | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, 0.10 Nominal Value | Disposition | 2016-08-16 | 5,000 | $71.38 | 115,924 | No | 4 | S | Direct | |
Ordinary Shares, 0.10 Nominal Value | Disposition | 2016-08-16 | 5,000 | $71.38 | 5,000 | No | 4 | S | Indirect | See Footnote Below |
Ordinary Shares, 0.10 Nominal Value | Disposition | 2016-08-17 | 5,000 | $70.48 | 0 | No | 4 | S | Indirect | See Footnote Below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote Below |
No | 4 | S | Indirect | See Footnote Below |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, 0.10 Nominal Value | 68,806 | Indirect | See Footnote Below. |
Footnotes
- This transaction involved the open market sale on August 16, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee of a revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on September 1, 2015.
- This represents the average sales price of the 5,000 shares sold. The actual 27 sales prices ranged from $71.07 per share to $71.70 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 27 sales prices.
- These 115,924 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,349 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 6,250 on May 31, 2017; 4,250 on May 30, 2017; 4,250 on May 30, 2018; 3,625 on May 29, 2017; 3,625 on May 28, 2018; 3,625 on May 28, 2019; 4,681 on June 1, 2017; 4,681 on June 1, 2018; 4,681 on June 3, 2019; and 4,681 on June 1, 2020.
- This transaction involved the open market sale on August 16, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Planentered into by the Reporting Person, as Trustee, effective on September 1, 2015.
- This represents the average sales price of the 5,000 shares sold. The actual 30 sales prices ranged from $71.07 per share to $71.70 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 30 sales prices.
- These ordinary shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse.
- This transaction involved the open market sale on August 17, 2016 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, effective on September 1, 2015.
- This represents the average sales price of the 5,000 shares sold. The actual 26 sales prices ranged from $70.31 per share to $70.99 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 26 sales prices.
- These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.