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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1046203	Guaranty Federal Bancshares Inc	GFED	State Commercial Banks (6022)	431792717

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1197257	Iii M John Eggemeyer	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1242722	Mikesell J Thomas	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1332829	G Mark Merlo	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1481798	John Pietrzak	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1580580	Castle Creek Capital Partners V, Lp	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No
1589685	Castle Creek Capital V Llc	C/O Castle Creek Capital Llc 6051 El Tordo Rancho Santa Fe CA 92067	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Guaranty Federal Bancshares, Inc. Common Stock	Disposition	2016-08-16	75,000	$16.25	794,022	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These securities are owned by Castle Creek Capital Partners V, LP ("Fund V"). Each of Castle Creek Capital V LLC, John M. Eggemeyer, J. Mikesell Thomas, Mark G. Merlo, and John T. Pietrzak may also be deemed to be the beneficial owner of the 794,022 shares of Common Stock held directly by Fund V. Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital V LLC, the sole general partner of Fund V. Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest in Fund V, and this report shall not be deemed an admission that Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.