Filing Details
- Accession Number:
- 0001239819-16-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 15:46:15
- Reporting Period:
- 2016-08-17
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 15:46:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1239819 | Luna Innovations Inc | LUNA | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519999 | W. Michael Wise | C/O Luna Innovations Incorporated 301 1St Street Sw, Suite 200 Roanoke VA 24011 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-17 | 20,000 | $1.11 | 420,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,705 | Indirect | Shares held by daughter |
| Common Stock | 3,135 | Indirect | Shares held by son |
Footnotes
- The price in Column 4 is a weighted average price. These shares were purchased at prices ranging from $1.10 to 1.11, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The shares are held by Mr. Wise's family member over which Mr. Wise shares voting and investment power.
Billionaire Hedge Funds
