Filing Details
- Accession Number:
- 0001209191-16-137643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 18:50:07
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 18:50:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1448056 | New Relic Inc. | NEWR | Services-Prepackaged Software (7372) | 262017431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1623944 | Mark Sachleben | C/O New Relic, Inc. 188 Spear Street, Ste. 1200 San Francisco CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-15 | 937 | $0.00 | 937 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-08-15 | 1,834 | $0.00 | 2,771 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-15 | 8,000 | $34.91 | 555,291 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2016-08-16 | 1,056 | $35.42 | 2,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-16 | 2,185 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2016-08-16 | 2,185 | $0.00 | 557,476 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2016-08-17 | 470 | $35.39 | 557,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Trust |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-08-15 | 937 | $0.00 | 937 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2016-08-15 | 1,834 | $0.00 | 1,834 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,535 | No | 4 | M | Direct | ||
27,512 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 158,000 | Indirect | By Trust |
Common Stock | 154,500 | Indirect | By Trust |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- Shares are beneficially owned directly by Mark J. Sachleben & Lynda F. Sullivan, Trustees of the Sachleben Sullivan Living Trust dated August 22, 2012, of which the Reporting Person is a Trustee.
- The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- Includes 470 shares acquired on August 12, 2016 under the Issuer's Employee Stock Purchase Plan.
- Shares are beneficially owned directly by The Audrey Megan Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- Shares are beneficially owned directly by The Eric Henry Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 10% of the RSUs shall vest on the first anniversary of May 15, 2015 (the "2015 Vesting Start Date"); 3.75% of the RSUs shall vest in equal quarterly installments thereafter until the second anniversary of the 2015 Vesting Start Date; 5.00% of the RSUs shall vest in equal quarterly installments thereafter until the third anniversary of the 2015 Vesting Start Date; and 13.75% of the RSUs shall vest in equal quarterly installments thereafter until the fourth anniversary of the 2015 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from May 15, 2016 (the "2016 Vesting Start Date") until the fourth anniversary of the 2016 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.