Filing Details
- Accession Number:
- 0001127602-16-060561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 18:31:47
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 18:31:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1436126 | Mistras Group Inc. | MG | Services-Engineering Services (8711) | 223341267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501429 | Dennis Bertolotti | C/O Mistras Group, Inc. 195 Clarksville Road Princeton Junction NJ 08550 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-16 | 21,000 | $10.00 | 101,062 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-16 | 27,865 | $0.00 | 128,927 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2016-08-16 | 10,000 | $0.00 | 138,927 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-08-16 | 21,000 | $24.97 | 117,927 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-16 | 21,000 | $0.00 | 21,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2010-04-09 | 2019-04-09 | No | 4 | M | Direct |
Footnotes
- Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% per year on May 31 in 2017, 2018, 2019 and 2020.
- Transaction represents an award of restricted stock units which vest 25% per year on each of the first four anniversary dates of the award.
- The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $24.94 to $25.01. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. This information has been provided to the issuer.
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