Filing Details
- Accession Number:
- 0000914190-16-000740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 18:02:50
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 18:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195116 | Arno Therapeutics Inc | ARNI | Pharmaceutical Preparations (2834) | 522286452 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568077 | Tomer Kariv | 200 Route 31 North Suite 104 Flemington NJ 08822 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-15 | 349,168 | $0.00 | 1,696,495 | No | 4 | P | Indirect | By Pontifax (Cayman) II L.P. |
Common Stock | Acquisiton | 2016-08-15 | 263,017 | $0.00 | 1,277,905 | No | 4 | P | Indirect | By Pontifax (Israel) II L.P. |
Common Stock | Acquisiton | 2016-08-15 | 102,100 | $0.00 | 496,068 | No | 4 | P | Indirect | By Pontifax (Israel) II - Individual Investors L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pontifax (Cayman) II L.P. |
No | 4 | P | Indirect | By Pontifax (Israel) II L.P. |
No | 4 | P | Indirect | By Pontifax (Israel) II - Individual Investors L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2016 Series F Warrants (right to buy) | Acquisiton | 2016-08-15 | 174,584 | $0.00 | 174,584 | $0.44 |
Common Stock | 2016 Series F Warrants (right to buy) | Acquisiton | 2016-08-15 | 131,508 | $0.00 | 131,508 | $0.44 |
Common Stock | 2016 Series F Warrants (right to buy) | Acquisiton | 2016-08-15 | 51,050 | $0.00 | 51,050 | $0.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
174,584 | 2016-08-16 | 2021-08-16 | No | 4 | P | Indirect |
131,508 | 2016-08-15 | 2021-08-15 | No | 4 | P | Indirect |
51,050 | 2016-08-15 | 2021-08-16 | No | 4 | P | Indirect |
Footnotes
- The reported securities are included within 349,168 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The reported securities are included within 263,017 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.
- The reported securities are included within 102,100 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.