Filing Details
- Accession Number:
- 0001209191-16-137576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 17:01:10
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 17:01:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813672 | Cadence Design Systems Inc | CDNS | Services-Prepackaged Software (7372) | 770148231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | 2655 Seely Avenue, Bldg. 5 San Jose CA 95134 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-02-04 | 20,833 | $0.00 | 466,665 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-02-04 | 20,833 | $0.00 | 897,458 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2016-02-09 | 20,834 | $0.00 | 445,831 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-02-09 | 20,834 | $0.00 | 918,292 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2016-02-11 | 20,833 | $0.00 | 424,998 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-02-11 | 20,833 | $0.00 | 939,125 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2016-08-04 | 20,833 | $0.00 | 404,165 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-08-04 | 20,833 | $0.00 | 959,958 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2016-08-08 | 16,667 | $0.00 | 387,498 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-08-08 | 16,667 | $0.00 | 976,625 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2016-08-09 | 20,833 | $0.00 | 366,665 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2016-08-09 | 20,833 | $0.00 | 997,458 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Acquisiton | 2016-08-15 | 150,000 | $5.60 | 516,665 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-15 | 150,000 | $24.81 | 366,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-08-15 | 150,000 | $0.00 | 150,000 | $5.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2010-03-08 | 2017-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,400 | Indirect | Held by IRA |
Common Stock | 51,000 | Indirect | Held by Child 1 |
Common Stock | 15,000 | Indirect | By Trust 1 |
Common Stock | 7,000 | Indirect | By Trust 3 |
Footnotes
- Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
- Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by L Tan & N Lee & W Lee Trustees, Pacven Walden Inc.
- Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.