Filing Details

Accession Number:
0001179110-16-028784
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-17 16:38:38
Reporting Period:
2016-08-15
Filing Date:
2016-08-17
Accepted Time:
2016-08-17 16:38:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639224 Phil Molyneux C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-15 2,945 $0.00 11,780 No 4 M Direct
Common Stock Disposition 2016-08-16 1,178 $11.03 10,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-08-15 2,945 $0.00 2,945 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. The total common stock reported in Table I includes 8,835 shares of common stock underlying RSUs granted on May 31, 2016.
  2. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. This RSU award was granted on May 31, 2016, and vests during the first year following the grant date as follows: 1/4 of the shares vest quarterly on the 15th day August, November, February, and May, subject to the reporting person's continuous service to the Issuer on each such date.
  4. Note that these shares were originally reported as a derivative securities in Table II of Form 4 filed on June 1, 2016. Pursuant to the SEC's permissive guidance, going forward we have elected to treat the remaining 8,835 shares in this RSU grant as common stock equivalents and move them to Table I.