Filing Details
- Accession Number:
- 0001179110-16-028784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 16:38:38
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 16:38:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639224 | Phil Molyneux | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-15 | 2,945 | $0.00 | 11,780 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-16 | 1,178 | $11.03 | 10,602 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2016-08-15 | 2,945 | $0.00 | 2,945 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- The total common stock reported in Table I includes 8,835 shares of common stock underlying RSUs granted on May 31, 2016.
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This RSU award was granted on May 31, 2016, and vests during the first year following the grant date as follows: 1/4 of the shares vest quarterly on the 15th day August, November, February, and May, subject to the reporting person's continuous service to the Issuer on each such date.
- Note that these shares were originally reported as a derivative securities in Table II of Form 4 filed on June 1, 2016. Pursuant to the SEC's permissive guidance, going forward we have elected to treat the remaining 8,835 shares in this RSU grant as common stock equivalents and move them to Table I.