Filing Details
- Accession Number:
- 0000775158-16-000320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 16:38:01
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 16:38:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492608 | L Gregory Fredericksen | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Evp & Chief Procurement Officr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-16 | 6,666 | $12.04 | 55,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-16 | 6,666 | $53.82 | 48,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-16 | 7,667 | $19.24 | 56,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-16 | 7,667 | $53.67 | 48,905 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2016-08-16 | 6,666 | $0.00 | 6,666 | $12.04 |
| Common Stock | Options | Disposition | 2016-08-16 | 7,667 | $0.00 | 7,667 | $19.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,334 | 2018-10-16 | No | 4 | M | Direct | |
| 0 | 2018-09-19 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $53.68 to $53.97. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $53.61 to $53.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 772.36 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/17/2016. Between 10/17/2015 and 8/17/2016, the reporting person acquired 62.24 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 9/16/2009.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
Billionaire Hedge Funds
