Filing Details
- Accession Number:
- 0001321646-16-000262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-17 16:18:43
- Reporting Period:
- 2016-08-16
- Filing Date:
- 2016-08-17
- Accepted Time:
- 2016-08-17 16:18:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628313 | Leo James Simmons | C/O Kraton Performance Polymers, Inc. 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Vp,General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-16 | 4,500 | $13.90 | 28,104 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-16 | 4,500 | $31.87 | 23,604 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Options (Right to Buy) | Disposition | 2016-08-16 | 4,500 | $31.87 | 4,500 | $13.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-01-28 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average. The prices actually received ranged from $31.873 to $31.88. For all transactions reported in this Form 4 utilizing a weighted average price,the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separateprice within the range.
- The options became exercisable in equal installments on each of the first five anniversaries of January 28, 2010.