Home > Insider Trading > Filing (0000100493-16-000248)

Filing Details

Accession Number:: 0000100493-16-000248
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-17 15:22:21
Reporting Period:: 2016-06-20

Filing Date:: 2016-08-17
Accepted Time:: 2016-08-17 15:22:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
100493	Tyson Foods Inc	TSN	Poultry Slaughtering And Processing (2015)	710225165

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1423581	Donald Smith	2200 Don Tyson Parkway Springdale AR 72762	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-06-20	428	$0.00	215,071	No	4	J	Direct
Class A Common Stock	Acquisiton	2016-08-11	1,022	$0.00	2,743	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2016-08-15	35,206	$15.06	250,277	No	4	M	Direct
Class A Common Stock	Disposition	2016-08-15	35,206	$75.20	215,071	No	4	S	Direct
Class A Common Stock	Acquisiton	2016-08-15	2,800	$4.90	217,871	No	4	M	Direct
Class A Common Stock	Disposition	2016-08-15	2,800	$75.20	215,071	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-06-20	35,206	$15.06	35,206	$15.06
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-15	2,800	$4.90	2,800	$4.90

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,794	2009-11-16	2017-11-16	No	4	M	Direct
37,200	2010-11-14	2018-11-14	No	4	M	Direct

Footnotes

Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 32,237.717 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 27,085.075 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 31,490.831 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.