Filing Details
- Accession Number:
- 0000891839-16-000244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-16 19:04:49
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2016-08-16
- Accepted Time:
- 2016-08-16 19:04:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418280 | G William Parrett | C/O Eastman Kodak Company 343 State Street Rochester NY 14650 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2015-02-13 | 59 | $0.00 | 19,806 | No | 4 | A | Direct | |
Common Stock, Par Value $.01 | Disposition | 2015-02-13 | 19 | $18.19 | 19,787 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Disposition | 2016-08-12 | 19,747 | $15.96 | 40 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2016-08-12 | 40 | $16.21 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | 125% Warrants to purchase Common Stock, par value $.01 | Acquisiton | 2015-02-13 | 20 | $0.00 | 20 | $14.93 |
Common Stock, Par Value $.01 | 125% Warrants to purchase Common Stock, par value $.01 | Disposition | 2015-02-13 | 7 | $4.56 | 7 | $14.93 |
Common Stock, Par Value $.01 | 135% Warrants to purchase Common Stock, par value $.01 | Acquisiton | 2015-02-13 | 20 | $0.00 | 20 | $16.12 |
Common Stock, Par Value $.01 | 135% Warrants to purchase Common Stock, par value $.01 | Disposition | 2015-02-13 | 7 | $3.50 | 7 | $16.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20 | 2013-09-03 | 2018-09-03 | No | 4 | A | Direct |
13 | 2013-09-03 | 2018-09-03 | No | 4 | F | Direct |
20 | 2013-09-03 | 2018-09-03 | No | 4 | A | Direct |
13 | 2013-09-03 | 2018-09-03 | No | 4 | F | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2,321 | 2,321 | Direct | ||
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 14,327 | 14,327 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,321 | 2,321 | Direct | |
14,327 | 14,327 | Direct |
Footnotes
- Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
- Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1.
- These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors.
- These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors.
- Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
- Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 5.