Filing Details

Accession Number:
0000891839-16-000244
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 19:04:49
Reporting Period:
2015-02-13
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 19:04:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418280 G William Parrett C/O Eastman Kodak Company
343 State Street
Rochester NY 14650
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2015-02-13 59 $0.00 19,806 No 4 A Direct
Common Stock, Par Value $.01 Disposition 2015-02-13 19 $18.19 19,787 No 4 F Direct
Common Stock, Par Value $.01 Disposition 2016-08-12 19,747 $15.96 40 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2016-08-12 40 $16.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 Acquisiton 2015-02-13 20 $0.00 20 $14.93
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 Disposition 2015-02-13 7 $4.56 7 $14.93
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 Acquisiton 2015-02-13 20 $0.00 20 $16.12
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 Disposition 2015-02-13 7 $3.50 7 $16.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20 2013-09-03 2018-09-03 No 4 A Direct
13 2013-09-03 2018-09-03 No 4 F Direct
20 2013-09-03 2018-09-03 No 4 A Direct
13 2013-09-03 2018-09-03 No 4 F Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2,321 2,321 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 14,327 14,327 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,321 2,321 Direct
14,327 14,327 Direct
Footnotes
  1. Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
  2. Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1.
  3. These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors.
  4. These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors.
  5. Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
  6. Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 5.