Filing Details

Accession Number:
0001012975-16-001443
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 17:27:09
Reporting Period:
2016-08-12
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 17:27:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577791 Fifth Street Senior Floating Rate Corp. FSFR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 777 West Putnam Avenue, 3Rd Floor
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-12 1,000,000 $8.47 3,968,465 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 154,728 Indirect See footnote
Common Stock 10,875 Indirect See footnote
Footnotes
  1. Includes securities received, since the Reporting Person's previous filing, pursuant to a dividend reinvestment plan that were exempt from reporting pursuant to Rule 16a-11.
  2. Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  3. Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.