Filing Details

Accession Number:
0001214659-16-013282
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 16:43:19
Reporting Period:
2016-08-12
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 16:43:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628706 D. Julian Singer C/O Evolving Systems, Inc.
9777 Pyramid Court, Suite 100
Englewood CO 80112
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-12 4,961 $4.19 136,147 No 4 P Indirect by JDS1 LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by JDS1 LLC
Footnotes
  1. The reporting person is a beneficiary of Singer Children's Management Trust and disclaims beneficial ownership over any securities held by Singer Children's Management Trust except to the extent of his reportable pecuniary interest therein. Singer Children's Management Trust owns 2,645,638 shares of Common Stock of the Issuer. Pursuant to Rule 16a-8(b), the reporting person is not deemed to have a reportable pecuniary interest in shares held by Singer Children's Management Trust.
  2. The Reporting Person is the managing member of JDS1 LLC and controls all investment decisions of the entity.