Filing Details
- Accession Number:
- 0001127602-16-060365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-16 16:23:33
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-16
- Accepted Time:
- 2016-08-16 16:23:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
54381 | Kaman Corp | KAMN | Wholesale-Machinery, Equipment & Supplies (5080) | 060613548 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438764 | L. Gregory Steiner | C/O Kaman Corporation 1332 Blue Hills Ave Bloomfield CT 06002 | Exec Vp, Kaman Corp; Pres, Kag | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Kaman Common Stock | Acquisiton | 2016-08-15 | 4,005 | $16.35 | 30,771 | No | 4 | M | Direct | |
Kaman Common Stock | Disposition | 2016-08-15 | 4,005 | $44.10 | 26,766 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Kaman Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-15 | 4,005 | $0.00 | 4,005 | $16.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,010 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Kaman Common Stock | Restricted Stock Units | $0.00 | 3,000 | 3,000 | Direct | ||
Kaman Common Stock | Stock Options (Right to Buy) | $21.60 | 20,000 | 20,000 | Direct | ||
Kaman Common Stock | Stock Options (Right to Buy) | $26.07 | 18,490 | 18,490 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,000 | 3,000 | Direct | |
20,000 | 20,000 | Direct | |
18,490 | 18,490 | Direct |
Footnotes
- Includes the acquisition of 11.428 shares from 1/7/2016 through 7/7/2016 by the reporting person pursuant to the periodic, automatic reinvestment of dividends paid on the Corporation's common stock under a program maintained by the reporting person's brokerage firm which is similar to the Corporation's Dividend Reinvestment Plan.
- Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified Stock Incentive Plan, including options issued under predecessor plan. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.
- Each restricted stock unit represents a contingent right to receieve one share of Kaman common stock.
- The restricted stock units vest in full on March 23, 2019, which is the date of the reporting person's 62nd birthday. Vested shares will be delivered to the reporting person on the later of six months and one day following the reporting person's separation from service from the Company, or January 2nd of the year following such separation from service.