Filing Details

Accession Number:
0001209191-16-137082
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-15 19:31:23
Reporting Period:
2016-08-11
Filing Date:
2016-08-15
Accepted Time:
2016-08-15 19:31:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513887 Ibelis Fleming 800 W. Olympic Blvd., Suite 406
Los Angeles CA 90015
Svp/Managing Dir North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-11 10,000 $6.82 14,143 No 4 M Direct
Common Stock Disposition 2016-08-11 1,050 $65.00 13,093 No 4 D Direct
Common Stock Disposition 2016-08-11 3,364 $65.00 9,729 No 4 F Direct
Common Stock Disposition 2016-08-11 4,143 $64.81 5,586 No 4 S Direct
Common Stock Disposition 2016-08-15 5,586 $64.89 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2016-08-11 10,000 $0.00 10,000 $6.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-27 2019-02-27 No 4 M Direct
Footnotes
  1. The total number of shares has been adjusted to include 785 shares inadvertently omitted from prior reports.
  2. The reporting person received 5,586 shares of common stock upon the net exercise of 10,000 stock appreciation rights ("SARs"). The reporting person forfeited 1,050 shares of common stock underlying the SARs in payment of the exercise price and 3,364 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 11, 2016 of $65.00.
  3. This transaction was executed in multiple trades at prices ranging from $64.73 to $64.95. The price reported reflects the weighted average sale price of $64.81. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission (the "Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. This transaction was executed in multiple trades at prices ranging from $64.82 to $65.01. The price reported reflects the weighted average sale price of $64.89. The reporting person hereby undertakes to provide upon request by the Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.